Regulation on Core Principles of the Remuneration Policy for the Managers of Investment Management Companies and Alternative Investment Funds (available in Latvian)
Regulations No. 154
Adopted on 15.09.2020. Entered into force on 26.09.2020
Regulations Governing the Merger of Funds, the Dealing Between Master–Feeder Structures and the Procedure for Marketing Investment Certificates (available in Latvian)
Regulations No. 152
Adopted on 15.09.2020. Entered into force on 26.09.2020
Regulations on the Performance of Trust Operations (available in Latvian)
Regulations No. 254
Adopted on 22.12.2020. Entered into force on 13.01.2021
Regulations on the Preparation of Annual Accounts and Consolidated Annual Accounts of Credit Institutions, Investment Brokerage Firms and Investment Management Companies (available in Latvian)
Regulations No. 113
Adopted on 04.08.2020. Entered into force on 14.08.2020
Regulations on the Preparation of Annual Accounts of State-funded Pension Sheme Investment Plans (available in Latvian)
Regulations No. 189
Adopted on 20.10.2020. Entered into force on 30.10.2020
Regulations on the Preparation of Annual Accounts, Consolidated Annual Accounts and Half-year Reports of Investment Funds and Open-ended Alternative Investment Funds (available in Latvian)
Adopted on 29.09.2020. Entered into force on 08.10.2020
Regulations on the Procedures by which a Person May Submit and the Financial and Capital Market Commission Examine a Report on Possible or Actual Violations of Regulatory Requirements for Financial and Capital Markets (in Latvian)
Regulations No. 241
Adopted on 22.12.2020. Entered into force on 12.01.2021
Regulations on the Use of the Language in the Key Information Documents for Packaged Retail and Insurance-Based Investment Products (available in Latvian)
Regulations No. 210
Adopted on 03.11.2020. Entered into force on 11.11.2020